-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GqGYz4lPXdXUd1wUPtmu1LZnVEcre5+ErCHMkHOBGC0eZ0U2LqEz/lJiPBnq5nih 1rtNbKzmDreSIEuBtC3anQ== 0000930661-99-000753.txt : 19990408 0000930661-99-000753.hdr.sgml : 19990408 ACCESSION NUMBER: 0000930661-99-000753 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990407 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRESSTEK INC /DE/ CENTRAL INDEX KEY: 0000846876 STANDARD INDUSTRIAL CLASSIFICATION: PRINTING TRADES MACHINERY & EQUIPMENT [3555] IRS NUMBER: 020415170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-40683 FILM NUMBER: 99588631 BUSINESS ADDRESS: STREET 1: 8 COMMERCIAL STREET CITY: HUDSON STATE: NH ZIP: 03051-3907 BUSINESS PHONE: 6035957000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OXLEY THOMAS E CENTRAL INDEX KEY: 0001034488 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: WILLIAMS CENTER TOWER I STREET 2: ONE WEST THIRD STE 1305 CITY: TULSA STATE: OK ZIP: 74103 BUSINESS PHONE: 9185841978 MAIL ADDRESS: STREET 1: WILLIAMS CENTER TOWER I STREET 2: ONE WEST 3RD ST SUITE 1305 CITY: TULSA STATE: OK ZIP: 74103 SC 13D/A 1 SCHEDULE 13D/A NO.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* PRESSTEK, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 741113 10 4 - ------------------------------------------------------------------------------- (CUSIP Number) Russell H. Harbaugh, Jr. 1300 Williams Center Tower I One West Third Street Tulsa, OK 74103 (918) 584-1978 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 7, 1997 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ------------------------ ---------------------- CUSIP NO. 741113 10 4 PAGE 2 OF 8 PAGES - ------------------------ ---------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THOMAS E. OXLEY - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 N/A - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 U.S.A. - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 OWNED BY 1,572,400 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 1,572,400 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,572,400 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 4.9% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D - ------------------------ ---------------------- CUSIP NO. 741113 10 4 PAGE 3 OF 8 PAGES - ------------------------ ---------------------- Item 1. Security and Issuer --------------------------- This Schedule 13D relates to the Common Stock, par value $.01 per share of Presstek, Inc., a Delaware corporation (the "Company") whose principal executive offices are located at 8 Commercial Street, Hudson, New Hampshire 03051. Item 2. Identity and Background ------------------------------- (a) Name: Thomas E. Oxley (b) Business Address: 1305 Williams Center Tower I One West 3rd Street Tulsa, OK 74103 (c) Present Principal Occupation: Mr. Oxley is an officer of Boca Polo, Inc., a Nevada corporation ("Boca Polo"), and a private investor. (d) Mr. Oxley has not, during the last five years, been convicted in a criminal proceeding. (e) Mr. Oxley has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Citizenship: U.S.A. Item 3. Source and Amount of Funds or Other Consideration --------------------------------------------------------- This Schedule 13D covers 1,511,400 shares of Common Stock held by the estate of John T. Oxley (the "Oxley Estate"), of which Mr. Oxley is a Co- Executor, and 61,000 shares of Common Stock held of record by Boca Polo. Mr. Oxley is a director and owner of 50% of the outstanding shares of Boca Polo. The shares of Common Stock currently held in the Oxley Estate were previously reported on the Schedule 13D of John T. Oxley, as amended from time to time. The shares of Common Stock currently held by Boca Polo were previously reported on the Schedule 13D of Mr. Oxley. SCHEDULE 13D - ------------------------ ---------------------- CUSIP NO. 741113 10 4 PAGE 4 OF 8 PAGES - ------------------------ ---------------------- Item 4. Purpose of Transaction ------------------------------ The shares of Common Stock reported to be owned by Mr. Oxley have all been acquired for investment purposes. With respect to the investment in the Common Stock, Mr. Oxley does not have any present intentions or plans which relate to or would result in: (a) The acquisition of additional securities of the Company or the disposition of securities of the Company, other than additional shares which may be purchased from time to time on the open market or through private purchases solely for investment purposes; (b) An extraordinary corporate transaction, such as a merger, reorganization of liquidation, involving the Company or any of its subsidiaries; (c) A sale or transfer of a material amount of assets of the Company or any of its subsidiaries; (d) Any change in the present Board of Directors or management of the Company, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the Board; (e) Any material change in the present capitalization or dividend policy of the Company; (f) Any other material change in the Company's business or corporate structure; (g) Changes in the Company's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Company by any person; (h) Causing a class of securities of the Company to be delisted from a national securities exchange or to cease to be authorized to be quoted on an inter-dealer quotation system of a registered national securities association; (i) A class of equity securities of the Company becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"); or (j) Any action similar to those enumerated above. Item 5. Interest in Securities of the Issuer -------------------------------------------- (a) By reason of (i) his serving as a Co-Executor of the Oxley Estate and (ii) his being a 50% owner and director of Boca Polo, Mr. Oxley may be deemed to be the beneficial owner of 1,572,400 shares of Common Stock of the Company, representing approximately 4.9% of the outstanding shares of Common Stock (based on 32,275,551 shares of Common Stock being outstanding as of November 6, 1998). Pursuant to Rule 13d-4 promulgated under the Exchange SCHEDULE 13D - ------------------------ --------------------- CUSIP NO. 741113 10 4 PAGE 5 OF 8 PAGES - ------------------------ --------------------- Act, Mr. Oxley disclaims beneficial ownership of all shares of Common Stock held by the Oxley Estate. (b) Mr. Oxley has shared voting power and shared dispositive power with respect to the aggregate 1,572,400 shares held by the Oxley Estate and Boca Polo. With respect to the shares held by the Oxley Estate, Mr. Oxley shares voting and dispositive powers with John C. Oxley and Charles C. Killin. Certain information with respect to John Oxley and Mr. Killin is set forth below: (1) John C. Oxley ------------- (i) Business Address: 1300 Williams Center Tower I One West Third Tulsa, Oklahoma 74103 (ii) Present Principal Occupation: Mr. John Oxley is primarily engaged in the business of exploration, production and operation of oil and gas properties. (iii) Mr. John Oxley has not, during the last five years, been convicted in a criminal proceeding. (iv) Mr. John Oxley has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (v) Citizenship: U.S.A. (2) Charles C. Killin ----------------- (i) Business Address: 15 East 5th Street, Suite 3700 Tulsa, OK 74103 (ii) Present Principal Occupation: Mr. Killin is an attorney associated with the law firm Conner & Winters, A Professional Corporation, Tulsa, Oklahoma. (iii) Mr. Killin has not, during the last five years, been convicted in a criminal proceeding. SCHEDULE 13D - ------------------------ ---------------------- CUSIP NO. 741113 10 4 PAGE 6 OF 8 PAGES - ------------------------ ---------------------- (iv) Mr. Killin has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (v) Citizenship: U.S.A. With respect to the shares of Common Stock held by Boca Polo, Mr. Oxley shares voting and dispositive powers with John C. Oxley. Certain information with respect to Mr. John Oxley has been provided above. (c) During the past sixty days, the following shares of Common Stock were sold in the open market by Boca Polo, Inc.: Date of Sale Number of Shares Price Per Share ($) - -------------- ---------------- ------------------- 02/03/1999 1,000 9.3125 02/04/1999 1,000 9.25 02/05/1999 1,000 9.625 02/08/1999 500 9.6875 02/08/1999 500 9.75 02/09/1999 1,000 9.75 02/10/1999 1,000 9.0625 02/11/1999 1,000 9.00 02/12/1999 1,000 9.375 02/16/1999 1,000 10.125 02/17/1999 1,000 9.8125 02/18/1999 1,000 9.15625 03/05/1999 1,000 7.5625 03/08/1999 1,000 8.125 03/09/1999 1,000 8.00 03/10/1999 1,000 7.625 SCHEDULE 13D - ------------------------ ---------------------- CUSIP NO. 741113 10 4 PAGE 7 OF 8 PAGES - ------------------------ ---------------------- Date of Sale Number of Shares Price Per Share ($) - -------------- ---------------- ------------------- 03/11/1999 1,000 8.00 03/12/1999 1,000 7.875 03/15/1999 1,000 8.00 03/16/1999 1,000 8.0625 03/17/1999 1,000 8.50 03/18/1999 1,000 8.00 03/19/1999 1,000 8.125 03/22/1999 1,000 8.00 (d) N/A (e) N/A Item 6. Contracts, Arrangements, Understandings or -------------------------------------------------- Relationships with Respect to Securities of the Issuer ------------------------------------------------------ None. Item 7. Material to be Filed as Exhibits ----------------------------------------- None. SCHEDULE 13D - ------------------------ ---------------------- CUSIP NO. 741113 10 4 PAGE 8 OF 8 PAGES - ------------------------ ---------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Thomas E. Oxley ---------------------------------------- Thomas E. Oxley Date: March 22, 1999 -----END PRIVACY-ENHANCED MESSAGE-----